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Suitability Assessment

This Investor Suitability Assessment guides you choosing the services that suit your investment objectives, risk tolerance, financial profile and investment experience. The information that is providedforms the basis of our recommendation. It is important to provide accurate and complete information toensure that suitable services are recommended according to investment needs and objectives.

As per the SEBI Guidelines, Investment Adviser shall ensure that-

It has a reasonable basis for believing that a recommendation or transaction entered into:
(i).meets the client’s investment objectives;
(ii).is such that the client is able to bear any related investment risks consistent with its investment objectives and risk tolerance;
(iii).is such that the client has the necessary experience and knowledge to understand the risks involved in the transaction.

Based on risk involved in Stock Market, financial profile and investment experience, clients can be categorized into following categories-

1.Low risk investor - This type of investor has small tolerance for investment risk. Since trading in stock market is subject to market risk hence none of the services are recommended for these investors.
2.Moderate risk investor - This type of investor is able to accept investment loss occasionally and is willing to take small risk associated with market. The services recommended to these investors are listed below.
3.High risk investor – This type of investor is keen for opportunities to generate a high return and is able to accept substantial risk and can accept quite high investment loss . The services recommended to these investors are listed below.

Types of risks and services covered under them

Moderate Risk High Risk
1. Equity Cash Intraday Medium
2. Premium Equity Cash Medium
1. Stock Future High
2. Stock Option High
3. Index Future High
4. Index Option High
6. Delivery Pack High
7. Equity Combo High
8. Premium Future High
9. Premium Option High
10. Platinum Equity Combo High
11. Platinum Equity Cash High
12. Platinum Future High
13. Platinum Option High
14. Bullions Pack High
15. Base Metal High
16. Energy Pack High
17. MCX Combo High
18. Commodity High
Money Market Manthan Financial Services Sebi Regn : INA000005465